
A
Call For change:
Toward
A RECOVERY-ORIENTED
Mental
Health Service SYSTEM
for
Adults
A
Publication
Of
The
Office
of Mental health
AND
Substance Abuse Services

![]()
Recovery Workgroup
Members
Recovery Steering
Group Members
Drexel University
College of Medicine/Behavioral Healthcare Education
Consultant
A
Message from
It is with great optimism that I present A Call for Change: Toward a Recovery-Oriented Mental Health Service System for Adults. As I traveled around the state recently participating in the Service Area Planning meetings, it became clear to me that we are in the midst of an exciting awakening of hope, realization, and change. The meaningful stories, the emerging leadership, and the compelling impact that a strong consumer voice is having across this Commonwealth is already in evidence. This document is meant to serve as a further tool to move us toward our statewide vision that assures that every person will have an opportunity for growth and recovery.
I
wish to thank the many
individuals who stimulated our thinking and committed to the hard work
of
developing this document, especially the work of the OMHSAS Advisory
Committee
Recovery Workgroup. A Call for Change clearly represents and
honors the voice of
individuals who are experiencing recovery and their undying advocacy to
establish the realization nationally and in
A
Call for Change establishes a firm foundation for the
Most
importantly, we are called to
take the steps and risks associated with true transformation. As noted by William A.
Anthony, PhD.,
“Massive system changes must occur if the vision of recovery
is to become a
reality for an ever-increasing number of people with severe mental
illnesses. For this
very different vision to become
reality, brilliant leadership is required.”
A Call for Change
recognizes
and calls upon the brilliant leadership of all who are part of our
system –
consumers, family members, advocates, providers, policy-makers and
administrators – to effect true transformation in
OMHSAS is dedicated to building on the foundation of A Call for Change, so that the opportunity of recovery is fully supported for all who are served in our public mental health system. We look forward to your dedication in working with us to achieve this goal.

Envisioning a Transformed
System in Pennsylvania
Role of the OMHSAS
Advisory Committee and the Recovery Workgroup
Scope and Role of A
Call For Change
The
Roots of Recovery in Mental Health
Deep Roots and a Legacy of
Reform
Research &
Longitudinal Studies
Pennsylvania
Consumer/Survivor/Expatient Movement
Community Support Programs
(CSP)
Addictions, 12-Steps, and
Mutual Support
Growing Recognition and
Interest in Mental Health Recovery
More than Treatment or
Services
Indicators
of a Recovery-Oriented Service System
Indicators of Recovery
Oriented Systems
Implications
of Shifting Toward a Recovery-Oriented Mental Healthcare System
The
goal of a transformed system: Recovery[1]
“Tangata
Whai Ora”: A term chosen by and used for people with
experience of mental
illness or distress in
˜™
We have all seen them – those pictures of people confined to locked wards of rambling old hospitals, the hopeless look in their eyes, abandoned by family and friends, and facing a future that is bleak and desolate. It doesn’t matter how old those pictures are, the 1880’s, the 1940’s, the 1970’s, the eyes are still the same. At different times, there have been waves of reform to improve conditions, to institute more effective treatments, to seek new ways to promote and support healing from psychiatric disorders. We have found new, more helpful medications; we have helped people move from institutions to settings in our communities; we have found ways to help people find jobs or go back to school. We believe we have had some success in this work. And, to some degree we have. But too often, the eyes are still the same. People are still disconnected from family and friends, isolated within their communities, and often trapped in assumptions about bleak futures due to chronicity and disability.
During the past decade, many voices have risen to challenge some of the basic assumptions about mental illness and its impact on the lives of individuals and their families. People with serious mental illnesses do, in fact, recover. Some become fully symptom-free with time, while others live rich and fulfilling lives while still experiencing some psychiatric problems. The amalgamation of these voices has created what is now known as the “recovery movement” in mental health. One of the basic premises of this movement is that the role of a mental health service system is not to “do for” or to “do to”, but to “do with” – recognizing a fundamental shift in roles, power, and responsibility for providers and consumers alike. It is not about units of care, placement, or “functioning” or even a cure per se; it is about building real lives. It is both a goal or destination and a continual, very human process of growth, change, and healing.
The recovery movement is
impacting the mental
health system at all levels by challenging mental health providers,
administrators, policy-makers, funders, workers, as well as people who
experience mental health problems and their families to look at how
negative or
limiting assumptions are driving approaches to services, to funding, to
treatment, to policies, and ultimately to the course of
individual lives. The
federal government has issued a call for
sweeping transformation of the mental health service system throughout
the
Drawing from the
experiences and ideas of
Pennsylvanians, as well as contemporary literature and the experience
of other
states in tackling these changes, A Call for
Change presents what is currently known about the elements of
a
recovery-oriented mental health system and presents a set of indicators
by
which the process and outcomes of transformation may be evaluated.
OMSHAS
expects that this document will help to articulate a more detailed
vision of
what a recovery-oriented system will look like in
In November, 2004 the Pennsylvania Recovery Workgroup generated this definition of recovery to guide service system transformation in this State. It was fully endorsed by the Pennsylvania Office of Mental Health Substance Abuse Services (OMHSAS) in 2005.
Recovery
is a self-determined and holistic journey that
people undertake to heal and grow.
Recovery is facilitated by relationships and environments
that provide
hope, empowerment, choices and opportunities that promote people
reaching their
full potential as individuals and community members.
Operationalizing this
definition of recovery
throughout the
Envisioning
a Transformed System
in
In 1995 Deputy Secretary
Charles Curie
developed the first OMHSAS mission statement that included an
expectation that
every person served within the system will have the opportunity for
recovery. In 2003
under the leadership
of Deputy Secretary
To support this vision, OMHSAS also identified a core set of guiding principles that outline primary tenets to be reflected in all change initiatives. These guiding principles are as follows.
The Mental Health and Substance Abuse Service System will provide quality services and supports that:
· Facilitate
recovery for adults and resiliency
for children;
· Are
responsive to individuals’ unique strengths
and needs throughout their lives;
· Focus
on prevention and early intervention;
· Recognize,
respect and accommodate differences
as they relate to culture/ ethnicity/race, religion, gender identity
and sexual
orientation;
· Ensure
individual human rights and eliminate
discrimination and stigma;
· Are
provided in a comprehensive array by
unifying programs and funding that build on natural and community
supports
unique to each individual and family;
· Are
developed, monitored and evaluated in
partnership with consumers, families and advocates;
· Represent
collaboration with other agencies and
service systems.
Role
of the OMHSAS Advisory
Committee and the Recovery Workgroup
In May 2004, OMHSAS
redesigned its Advisory
Committee Structure to be more inclusive and more responsive to the
various
stakeholder groups. This re-organized structure took on the
responsibilities of
the previous Mental Health Planning Council, and further identified its
role to
provide guidance to OMHSAS on its broad behavioral healthcare mandate
which
includes mental health, substance abuse, behavioral health disorders,
and
cross-system disability. The OMHSAS Advisory Committee membership is
comprised of
a diverse group of stakeholders including representatives of children,
adolescents, older adults, adult consumers of mental health services
and their
family members, persons in recovery from addictions, persons with
co-occurring
mental illness and substance abuse, providers, advocates, and
government
officials.
Recognizing the emerging
need and growing
interest in
In November 2004 the
Recovery Workgroup was
brought together by invitation to discuss the process of developing a
blueprint
for building a recovery-oriented service system in
Scope
and Role of A Call for Change
A
Call for
Change outlines a destination and provides some guidance on
ways to get
there. Its purpose is to stimulate thinking, generate discussion, and
serve as
a foundation for more targeted strategic planning throughout
Some would want this
document to be very
detailed and highly prescriptive, a “how-to” guide
for transforming the
A
Call for
Change offers a basic framework for transformation, including
guiding
principles and indicators of a recovery-oriented system. And, it discusses some of
the implications of
these changes and recommends some approaches for using the indicators
to
initiate changes in local, county, and state-wide systems. It is to be considered a
“living-breathing”
document and not a “set in stone” plan. It is
anticipated that it will serve as
a foundation for strategic change planning at many levels and over
time, but it
is not a strategic plan in and of itself.
As the first phase of an ongoing process, its purpose is
to stimulate
discussion in all arenas and at all levels. Additional materials will
need to be
developed to help inform and guide the process as we shift toward a
more
recovery-oriented service system in
While the initial intent of this document was to encompass “recovery” in the broadest context of the service system, it soon became clear that there are a number of groups that need focused attention and a more refined service and support array than can be presented in this initial document; specifically the needs of adolescents/transition-age youth; older adults; individuals at first onset of mental illness; persons with co-occurring disorders and some cultural/ethnic groups. Additionally, active discussion is needed in understanding how the concepts of recovery apply for younger children and their families.
While mental health services are relatively new to understanding how recovery concepts may apply to psychiatric disorders, Drug and Alcohol services have long embraced the term “recovery”, and it has some specific meanings in that arena. Currently, there are some philosophical and practical differences in how substance abuse services and mental health services individually understand and employ the concepts of recovery.[3] Considerably more discussion is needed in order for the two fields to move toward a unified definition of recovery and more congruency in their terminology and approaches to recovery.
It is beyond the scope of this first document to be fully responsive to the barriers presented by the terminology and philosophy of these various groups. Therefore, the content of A Call for Change has been driven primarily by concepts emerging from the adult mental health recovery perspective and focuses only on transforming services for adults using the public mental health service system.
The Roots of Recovery in Mental Health
A fundamental question remains: If the purpose of the mental health system is not to help people on their path of personal recovery, what is it for?[4]
One of the chief objectives…is to bring about a rational attitude toward disorders of the mind. This means teaching people to recognize early the warning symptoms of mental disease. It means also the establishment of mental health services to which people will feel impelled and be willing to go without delay for advice and treatment.[5]
˜™
Deep Roots and a Legacy of Reform
During the past decade, the concept and principles of recovery have emerged as a new way to understand mental health problems, treatment, and outcomes. Mental health consumers/ survivors/expatients have been a prime force in promoting this approach, often drawing from their personal experiences, both positive and negative, to help others understand that people can and do recover from serious psychiatric problems.
The roots for this movement toward recovery-oriented mental health services are both broad and deep. This chapter briefly explores some of these roots. They encompass not only our historical desire to understand the phenomena we term mental illnesses, but also the ongoing drive to find ways to help people who experience these difficulties. Some of our historical efforts have worked, some have not, but the process of learning is continual and continues today.
Even a cursory review of
the history of mental
health services in
Strong leadership,
advocacy and innovation have
established in
The roots of recovery draw not only from medical and biologically driven knowledge; they also reach into sociological and psychological research, humanitarian values, civil rights, social movements, spiritual elements, and even political and economic arenas. The experiences of individuals and families who have lived with mental illness, however, form the bedrock of the movement toward more recovery-oriented mental health systems.
For the past two decades, there has been increasing interest about the concept of “recovery” as it applies specifically to mental health – and increasing confusion about what it means.
Recovery has traditionally been a biomedical term relating to resolution of acute episodes of illness, distress, or disruption. In this context it implies “cure”. In the medical arena, when the term recovery is applied to long-term or chronic disorders such as diabetes, asthma or many physical disabilities it does not imply cure, but rather a return to full or partial functioning in most aspects of one’s life. In this context, the process of recovery may also imply acceptance of and adjustment to limitations and losses. Resiliency is a related concept, relevant to both adults and children, which implies the ability to manage and rebound from stress, trauma, tragedy, and other life adversities.
The term recovery can also include the act of “gaining,” as in recovering something that was lost – a sunken treasure, a sense of personal comfort or safety, confidence in speaking out, a new lease on life, and so forth.[6] In a broad sense, to be “in recovery” refers to the active, uniquely personal process of finding ways of resolving or managing physical, emotional, behavioral, spiritual, or interpersonal issues that cause problems or pain, and simultaneously learning or creating a more positive, constructive, functional, meaningful, and ideally satisfying way of being. Regardless of the definition, the concept of recovery implies a dynamic, multi-dimensional, often non-linear and very individual healing process.
Research & Longitudinal Studies
The fact that people can and do recover from serious mental illness was first met with suspicion by professional service providers who provided example after example of persons with perceived chronic, life-long and disabling disorders. The concept continues to be the focus of considerable dialogue and debate in both the mental health and the substance abuse communities. The anecdotal database of consumer stories was substantiated with the findings of research conducted by Courtney Harding and her colleagues on the longitudinal course of schizophrenia.[7] This research has been confirmed and amplified the findings of other international studies: the majority of people diagnosed with schizophrenia can and do recover.[8] And as the work continues, the evidence grows, our knowledge deepens, and the word is getting out.[9] [10]
The contemporary application of “recovery” to the mental health context evolved in large part from the human rights movements of the 1960’s. Here recovery basically refers to proactively taking charge of one’s life and mental health, challenging stigma and discrimination, and moving beyond perceptions of chronicity often associated with psychiatric diagnoses. The idea that people could – and did – actually recover from psychiatric illness grew from the experiences and stories of the people who experienced recovery in their own lives.[11] They were the first to challenge the tautological idea that if a person recovered from mental illness, then he/she had been initially misdiagnosed.
Like many other social movements of the 1960s and 1970s, the consumers/survivors/ex-patients emerged as a group with a shared history of marginalization, the shared experience of ongoing stigma, discrimination, and systematized suppression of their personal civil and human rights. These voices merged to form a consumer movement that has survived many decades of derision, fear and struggle and has emerged as a powerful force.[12] Some of the basic goals of the movement are encapsulated in the concept of empowerment and can be understood on several different levels:
· Systemically -- the redistribution of power held by the state and the institution of psychiatry;
· Collectively -- the rights of a group to express their “voice” and to significant and meaningful participation in issues of importance to them;
· Individually -- taking control and responsibility for one’s own life, having and expressing personal choice.
Stories of recovery through empowerment are not limited to more recent times. For example, Clifford Beers penned his compelling and powerful autobiography “A Mind that Found Itself” in 1908. Based on his experiences as a patient in various psychiatric hospitals and in community situations, he understood that a larger voice was needed in order to challenge beliefs, change conditions, and create opportunities for persons with mental illnesses. To further his vision, he created the National Committee for Mental Hygiene, the precursor to the contemporary National Mental Health Association.
The mental health
consumer/survivor/expatient (C/S/X) self-help
movement began in
In 1986, the need for a statewide organization to provide systems advocacy was realized with the founding of the Pennsylvania Mental Health Consumers’ Association (PMHCA) the only statewide membership association representing current and former recipients of mental health services that is governed and run by the same. Organizing activities of PMHCA have grown throughout the state and the C/S/X movement began realizing success in advocating legislatively and systemically for needed funding and development of consumer-run initiatives. Over the last 20 years, this movement has been successful in building a strong voice for increased community-based, self-help and recovery-oriented services.
Emerging from the strong local
consumer movement in
Community
Support Programs (CSP)
Since the 1970’s the federal Community Support Program initiatives of the National Institute of Mental Health (NIMH) helped to shape the emergence of community resources and services for persons with psychiatric disabilities. While these services were typically conceptualized, developed, operated, and promoted as necessary life-long supports, they also contributed to the emergence of recovery in mental health by spotlighting the value of community, relationships, and work in the lives of persons diagnosed with psychiatric disorders, and by demonstrating that a person’s ability and potential are the result of interactions between the individual, expectations, and the environment, rather than diagnosed pathology or intensity of symptoms.[16]
The growth of the CSP
movement in
Addictions, 12-Steps, and Mutual Support
The mid 1900’s saw the emergence of a variety of self-help and 12-step programs that provided an opportunity for people with addictions and other kinds of personal difficulties to come together as peers with shared experiences and to help each other. Alcoholics Anonymous (AA) was the prototype for most of these programs and continues to influence the field of addiction treatments.
While promoting the understanding of addictions as diseases rather than weakness of will or deficiency of character, AA and other 12-step programs were the first to recognize that the traditional concepts of medical recovery were not sufficient to address how people healed from these disorders. For example, they taught that sobriety was more than mere abstinence from use of the addictive substance – that it entailed completely replacing old ways with new ways, giving up an old life and learning how to create a healthy and fulfilling life. With this approach, the concept of recovery was expanded to encompass many non-medical aspects of healing: the social, cognitive, interpersonal and even spiritual elements of an individual’s life. For example, a basic tenet of recovery in most 12-step programs is to initiate efforts to heal damaged relationships. Similarly, symptom remission or illness management alone is inadequate to define recovery from psychiatric disorders.[18] Recovery in both addictions and mental health means learning to live a full and healthy life.
Over the years AA and other 12-step programs have demonstrated the effectiveness of people helping each other not as experts, but as peers: peer support. It is well recognized that both people involved in peer support are positively affected in these helping relationships, so much so that AA strongly encourages members to become sponsors – (personal supporters and guides) for others as part of their personal recovery. Drawing from personal experience and actively helping others are well-known to be powerful tools in the process of establishing and sustaining one’s own recovery. This idea has extended the parameters of peer support and now encompasses the growing belief that persons with lived experience of personal recovery are not only valued members of formal treatment services, but are often seen as necessary elements of an addictions treatment program.
Concepts such as relapse prevention were well established in addiction services before they gained traction in mental health services or with Wellness Recovery Action Plans (WRAP). Further, the 12-step approaches have also helped us recognize the importance of spirituality in the process of recovery for many people, something that has traditionally been outside the consideration of mental health treatment.
So, is recovery in mental health the same as recovery from addiction? There are some who consider the process of recovery from mental health issues to be identical to the process of recovery from addictions. There are many similarities to be seen, including the non-linear aspect of the recovery process – “two steps forward, one step back”, the recognition that the process is not as easy as others may think it is, the reality that people rarely do it alone successfully, and recognition that the presence of supportive others and environments can make all the difference.
But there are also some fundamental differences between the concepts of substance abuse and mental health recovery as they are currently understood. Some of these differences may be simply in how language is used within the respective groups, but others are more philosophically rooted. For example, one of the core differences centers around the issues of power and powerlessness. One of the primary elements of 12-step recovery is to admit powerlessness and turn one’s self and life over to the power and direction of a trusted “other” or Higher Power. In mental health recovery, the focus tends to be more on empowerment and self-determination, helping individuals to find their own voice and self-determination. This is based on the belief that individuals need to reclaim their own power as one of the first steps of a recovery process.
In 12-step programs, members are encouraged to label themselves as their addiction or disorder: I am an alcoholic, an addict, and so forth. In mental health recovery there is emphasis on helping individuals to move beyond the diagnostic labels that have been applied to them by service providers and others. Often individuals internalize these labels, accepting them as their primary identity and experiencing unnecessary and detrimental self-stigma, low self esteem, and self-limitations. In recovery-oriented mental health care, individuals are encouraged to NOT identify themselves or be identified by others as their diagnosis: I am a schizophrenic, a bipolar, and so forth. A person may “have” a disorder such as schizophrenia or depression, but there is more to the person than this – it is not their sole defining characteristic. Another aspect of the recovery concept in mental health is that an individual may be in active recovery and also continue to experience some ongoing or periodic symptoms or difficulties. In many substance abuse service settings a person ceases to be considered “in recovery” if he/she is no longer abstinent.
Growing Recognition and Interest in Mental Health Recovery
In the 1990s, some leaders in mental health services began to recognize that recovery was not a synonym for psychiatric rehabilitation and that recovery would become a significant and guiding vision for future mental health services.[19]
Mental health recovery became a more frequent topic at professional conferences and other training venues. Some states and regions began to host dialogues that brought mental health consumers/survivors/ex-patients and professional service providers together on more equal ground to talk about recovery related topics. The National Empowerment Center hosted several ‘Learning from Us’ conferences where consumer leaders were the presenters and the participants were primarily providers, curious about or willing to learn about recovery in mental health. More service providers attended the national mental health consumer conferences, “Alternatives” in order to listen to what consumers were saying about recovery.
Some states and counties established Offices of Consumer Affairs within their mental health services administration departments. Increasing numbers of mental health agencies began hiring C/S/X as employees to provide a wide range of services from peer support to case management, evaluation, program development and management, and staff training.
Consumer/survivors/ex-patients became increasingly involved in research as partners as well as independent researchers who design, conduct, analyze and publish studies.[20] Their involvement not only challenged the established research agendas to include recovery-oriented questions and to address the elements, process and outcomes of recovery in mental health, but also helped to demonstrate that consumers make significant and enriching contributions in all aspects of mental health related research.
While there is growing
interest and support on a
national level for promoting recovery –oriented approaches in
mental healthcare
services, there is also evidence that it has been gaining momentum in
In November 2004, the first
Recovering
Pennsylvania Conference was sponsored by OMHSAS and coordinated by the
Mental
Health Association of Southeastern Pennsylvania.
The conference brought together by invitation
a broad array of consumers, family members, providers, state and county
mental
health administrators and other stakeholders to explore how to move
· Increase in both state-level and local recovery conferences which bring together diverse stakeholders to address recovery issues.
· Formation of local, regional and statewide recovery committees and task forces.
· Increased stakeholder collaboration in planning, evaluation, and policy development.
· Leadership training for consumers to participate in shaping system of recovery.
· Participation in Real Systems Change federal grant to expand Certified Peer Specialist training program.
· Pursuing strategies to secure Medicaid reimbursement for peer support services.
· Provision of Cultural Competency training.
· New Freedom Initiative Project providing grant-funded focused technical assistance to six counties for three years.
· Support for passage of legislation for psychiatric advance directives.
· Development
of Pennsylvania Recovery
Organizations Alliance (PRO-A), new addiction support group in
· Anti-discrimination/anti-stigma initiatives.
Examples of local recovery initiatives from around the state include the following:
· Expanding Consumer/Family satisfaction initiatives.
· Developing certified peer specialist programs; peer mentor programs; warm lines.
· Increasing appointments of consumers to boards and committees, including to the Board of Trustees of Allentown State Hospital.
· Holding Recovery dialogues and “trialogues” – organized discussions on recovery.
· Training individuals in Wellness Recovery Action Planning (WRAP).
· Using reinvestment dollars for recovery-oriented initiatives.
Many government studies have stated the need for the same changes to be made in the behavioral healthcare service system. In 2003 the federal Veteran’s Administration released an Action Agenda stating that recovery should be the core principle of system change of services for veterans.[21] In addition a 2000 report from the National Council on Disabilities focuses on the critical role that consumers and people who are in recovery from mental illness should play in the service system development and administration.[22] In addition, the following two reports from the federal government mandate significant change – even total transformation of the public mental health service system.
In 1999 the U.S. Surgeon General issued a report on mental health that for the first time on a national scale, recognized the importance recovery in adult mental health, stating “the concept of recovery is having substantial impact on consumers and families, mental health research, and service delivery.”[23] Recovery should be the expectation, not the exception, in mental health care.
In its 2001 Interim
Report to the President, the President’s New
Freedom Commission on Mental
Health (NFC)[24],
described the current system of behavioral care throughout the
In 2003, the final report of the NFC, Achieving the Promise: Transforming Mental Health Care in America[25] called for recovery to be the “common, recognized outcome of mental health services”, stating unambiguously “The goal of mental health services is recovery”. In this report recovery was defined as:
The process in which people
are able to
live, work, learn, and participate fully in their communities. For some
individuals recovery is the ability to live a fulfilling and productive
life
despite a disability. For
others, recovery
implies the reduction or complete remission of symptoms.
The NFC Final Report outlined a vision for “a future when everyone with a mental illness will recover, a future when mental illnesses can be prevented or cured, a future when mental illnesses are detected early, and a future when everyone with a mental illness at any stage of life has access to effective treatment and supports – essentials for living, working, learning, and participating fully in the community.”
The NFC acknowledged that the current mental health service system is far from reflecting this vision and recommended fundamentally transforming how mental health care is delivered. The term “transformation” was specifically used by the Commission to reflect its belief that mere reforms to the existing mental health system are insufficient. “It is time to change the very form and function of the mental health delivery service system to better meets the needs of the individuals and families it is designed to serve”.[26]
OMHSAS endorses the NFC report and calls for all counties to begin to take action to achieve transformation of their mental health services, using this document, A Call for Change: Toward a Recovery Oriented Mental Health Service System for Adults, as an aid to this process.

Recovery is variously
described as
something that individuals experience, that services promote, and that
systems
facilitate, yet the specifics of exactly what is to be experienced,
promoted,
or facilitated –- and how — are not often well
understood by either the
consumers who are expected to recover or by the professionals and
policy makers
who are expected to help them.[27]
All people with mental illness
have
personal power, a valued place in our families and communities, and
services
that support us to lead our own recovery.[28]
˜™
More
than Treatment or Services
Recovery is construed many ways, including as an organizing principle for mental health services that is based on consumer values of choice, self-determination, acceptance, and healing.[29] What distinguishes a recovery approach or “recovery-oriented services” from what is in place now? Don’t we already do this? In essence, not often. Recovery is not simply a multiple-domain treatment plan, case management, tittered medications, or job placement. Done well, all these services can help to stimulate, facilitate, and support recovery for persons with psychiatric disorders and help them to break the custodial chain between consumer and provider. However, recovery is more than treatment and services and for many, it actually happens outside the traditional mental health service arena. So, what is it?
There have been recent efforts to clarify these ideas and to build consensus around core elements of recovery from personal, programmatic, and systemic perspectives.[30] This provides for increased understanding and consistency in the meanings of terms for policy, research, evaluation, and service development purposes.
In 2005 the
Pennsylvania Recovery Workgroup
developed, and OMHSAS endorsed, the following definition of recovery to
be the
foundation for recovery-oriented activities and initiatives within the
Commonwealth. The following material goes into more depth about
personal,
programmatic, and systemic aspects of recovery, and is drawn from
various
sources and reflects the results of consensus dialogues at the national
level.
Drawing from many perspectives and resources, a recent consensus statement on mental health recovery[31] generated by the U.S. Department of Health and Human Services and the Interagency Committee on Disability Research, in partnership with six other Federal agencies, states that from an individual perspective,
Mental health recovery is a journey of healing and transformation for a person with a mental health disability to live a meaningful life in communities of his or her choice while striving to achieve full human potential or “personhood”.
Recovery is present when individuals live well and fully in the presence or absence of a psychiatric disorder. From a consumer perspective it embodies all that is necessary to manage and to overcome the psychological, physical, identity, economic, and interpersonal consequences of having a mental illness. It is also the individual person’s responsibility to him/herself, family and others, to take on the responsibility of choosing, pursuing and sustaining personal recovery. This may include creating a personal crisis plan/advance directive for chosen agents or families to follow.
By all accounts, mental health recovery is a highly personal and individual process; it occurs over time, and is rarely straightforward – often characterized by steps forward and back. Recovery does not always mean that a person will live symptom free or regain all the losses incurred because of psychiatric problems. It does mean that people can and do live without feeling enveloped by mental health issues or that their potential or opportunity is curtailed because of them.
Despite the highly unique nature of each person’s journey to recovery, there are remarkable similarities that people experience in this process. Some researchers have been working to identify specific stages to the process.[32] Identifying these similarities and stages helps us to better understand the complexity of the process itself and the various ways people benefit from formal mental health services as well as other avenues for help and healing. Some people recover with minimal or even no use of mental health services. But many, many people look to mental health services for help, hope, and pathways for healing from psychiatric disorders and the challenges in living they create.
From a programmatic or service perspective, recovery-oriented services are those that are dedicated to and organized around actively helping each individual served to achieve full personal recovery. Individual recovery always happens in the context of a person’s real life – not just their service environment.
For many people needing mental health treatment, however, service environments often play a critical role. Service environments and relationships with mental health workers can promote, facilitate, and support the process of personal recovery, helping persons to develop richer understanding of themselves, to take productive risks, rekindle or sustain hope, and to develop positive visions of their future. Alternatively they also can impede, hinder or restrict opportunities for individuals to explore, to risk, to learn, and hence to limit potential growth towards recovery. Many aspects of the traditional medical model include attitudes, practices, and policies that can cause difficulties and sometimes significant harm to individuals searching for personal recovery.
There have been a number of initiatives, inventories, and consensus meetings in the past few years that have made great strides in naming the core attitudes and practices that distinguish recovery from more standard service approaches. The December 2004 Consensus Conference on Mental Health Recovery, sponsored by the Center for Mental Health Services (CMHS) of the national Substance Abuse and Mental Health Services Administration (SAMHSA) generated a consensus statement on mental health recovery. This document provides the following ten fundamental elements and guiding principles of mental health recovery that serve well as guideposts for recovery-oriented services.
Self-direction: consumers lead, control, exercise choice over, and determine their own path of recovery by maximizing autonomy, self-agency, and independence.
Individualized and Person-Centered: there are multiple pathways to recovery based on the individual person’s unique consumer needs, preferences, experiences – including past trauma, and cultural backgrounds in all of its diverse representations. Individuals also identify recovery as being an on-going journey, an end result as well as an overall paradigm for achieving optimal mental health.
Empowerment: consumers have the authority to exercise choices and make decisions that impact their lives and are educated and supported in so doing.
Holistic: recovery encompasses the varied aspects of an individual’s life including mind, body, spirit, and community including such factors as housing, employment, education, mental health and healthcare services, complementary and naturalistic services, addictions treatment, spirituality, creativity, social networks, community participation, and family supports as determined by the person.
Non-Linear: recovery is not a step-by-step process but one based on continual growth, occasional setbacks, and learning from these experiences.
Strengths-Based: recovery focuses on valuing and building on the multiple strengths, resiliency, coping abilities, inherent worth, and capabilities of individuals.
Peer Support: the invaluable role of mutual support wherein consumers encourage other consumers in recovery while providing a sense of belongingness, supportive relationships, valued roles and community is recognized and promoted.
Respect: community, systems, and societal acceptance and appreciation of consumers - including the protection of consumer rights and the elimination of discrimination and stigma – are crucial in achieving recovery. Self-acceptance and regaining one’s belief in one’s self is also vital, as is respect for others.
Responsibility:
consumers have personal responsibility for their own self-care and
journeys of
recovery. This
involves taking steps
towards one’s goals that may require great courage.
Hope: recovery provides the essential and motivating message that people can and do overcome the barriers and obstacles that confront them.
There are increasing numbers of evaluation tools available that focus on recovery indicators and outcomes in treatment settings and services.[33] Regular evaluation of services provides not only quality assurance, but also benchmarks for progress in transformation and a pool of evidence that demonstrates program effectiveness.
Mental health service systems have the responsibility to provide the leadership, direction and resources to support services and programs that help individuals experience recovery. For service systems, this responsibility includes identifying which policies, standards, and funding mechanisms restrict or interfere with services operating from a more recovery-oriented stance. The kinds of services available are dependent on what is funded. For example, peer support, crisis prevention and hospital alternatives, holistic wellness support, community education and de-stigmatization initiatives are dependent on both the systemic policies that promote them and also on the funding made available to support them.
Critical policies not only include regulations, rules and service standards, but also the role and process of evaluation and quality improvement within the system. The real values and definitions of quality in a service system are reflected in what is measured through its quality improvement activities. A recovery-oriented system has congruence throughout – not necessarily on specific practices or programs, but on value, desired outcomes, and a willingness to continue to seek out better ways of helping individuals with their personal recovery journey. These, however, present a challenge when it comes to measuring outcomes.
The NFC Final Report emphasizes that the goal of a transformed system is recovery. The report outlines the following six goals of a transformed and recovery-oriented healthcare system.
1. Americans understand that mental health is essential to overall health.
2. Mental health care is consumer and family driven.
3. Disparities in mental health services are eliminated.
4. Early mental health screening, assessment, and referral to services are common practice.
5. Excellent mental health care is delivered and research is accelerated.
6. Technology is used to access mental health care and information.
These goals are firmly based on two overarching principles, also presented in the NFC Final Report:
· Principle 1: Care must focus on increasing consumers’ ability to cope with life’s challenges, on facilitating recovery, and on building resilience.
· Principle 2: Services and treatments must be consumer and family centered.
Resiliency is a concept that initially emerged from studies of youth and families and was used to describe those individuals who seem to not only survive in difficult situations but also seem to constructively rebound from adversity. There has been some discussion in the mental health field as to whether recovery is essentially the same as resiliency. At this time, most experts view them as very different, but related constructs. The NFC Final Report defines resiliency as follows:
Resilience means the personal and community qualities that enable us to rebound from adversity, trauma, tragedy, threats, or other stresses --- and to go on with life with a sense of mastery, competence, and hope. We now understand from research that resilience is fostered by a positive childhood and includes positive individual traits, such as optimism, good problem-solving skills, and treatments.
Essentially, resiliency is a personal characteristic that combines individual traits and learned skills; recovery is a process of positive growth, healing, and building meaningful and productive lives. Learning and developing resilience skills (e.g. problem solving, mindfulness, nurturing positive attitudes, managing feelings) may be important aspects of the recovery journey of many persons. The NFC states that for a system to successfully transform, “care must focus on increasing consumers’ ability to successfully cope with life’s challenges, on facilitating recovery, and building resilience, not just on managing symptoms”.
“But, we already do that” is commonly heard in recovery trainings and meetings for mental healthcare providers. Many providers do not see how contemporary images of recovery are different from the innovations instituted in the past decade, which included community support services, assertive community treatment, psychiatric rehabilitation and peer-support.[34]
This concern often reflects the perception that “recovery” is merely another service program or that it negates the work of past leaders and innovators. It may also embody frustration that the principles, programs, and approaches promoted in these earlier efforts were either not fully implemented or have been distorted or even lost over time.
This “yesterday’s news” sentiment challenges recovery advocates and educators to be more specific in identifying and communicating the ways in which a recovery approach is not the same as “business as usual”. The efforts of three different educators to meet this challenge are presented below to help illustrate what makes a recovery approach different from many more established service approaches.
The following chart is adapted from the work of Noordsy and colleagues, and highlights some of the basic differences between a recovery approach and more traditional services[35]
|
|
Traditional
Rehabilitation Services |
Mental Health
Recovery Approach |
|
Theory |
· Psychotic
disorders produce functional impairment from which there is no cure,
but can be assisted adaptation |
· People
with “psychotic disorders” redefine themselves
through roles and relationships rather than disability |
|
Prototype |
· Mobility
impairment · Cardiac
rehabilitation |
· Cancer
support groups · 12-step
programs & other self-help approaches |
|
Goal
of service |
· Maximize
functioning · Skill
development · Re-integration
into society |
· A
meaningful life |
|
Relationship
with workers |
· Professional
and client roles. Client
is usually “less than” the worker · Carefully
defined boundaries with minimal flexibility.
“Us/Them” · Frequently
“power over” |
· “Power
with”, shared risk, and responsibility.
Partnership · Meeting
of “equals” with different expertise and experiences · Negotiated
boundaries |
|
Research |
· Identify
effective methods of increasing functional involvement · Models
and model fidelity |
· Name,
measure recovery process; identify predictable stages · Identification
of barriers · Narrative,
participatory action and first person experience · Healing
cultures: the effects of relationships and environments · How
recovery outcomes corroborate with health, wellness, prevention · Impact
of peer support & self help · How to
build, enhance, support the recovery process |
|
Assessment |
· Identify
strengths · Elicit
history, interests, and abilities. · Document
capacity & disability |
· Consumer
assessment of personally relevant consequences.
Professional assessment of sense of ownership in
life and desire to work/live beyond illness. Hope |
|
Treatment |
· Increase
strengths, reduce barriers; skills teaching; Vocational rehab/work
readiness · Lifestyle
changes: grooming, housing, diet, exercise, substance abuse · Medications
can play a vital role |
· Consumer
driven. Worker as
ally, consultant · Mutual
help & self help · Seeing
possibility, building hopes, dreams.
· Address
issues & consequences important to consumer. Taking personal
responsibility · Re-defining/
re-viewing experience. Changing the way we look at things and the
meaning given to them · Move
from passive to active roles. Risk-taking
rather than care-taking · Attention
to impact of trauma as well as substance abuse issues · Conflict
negotiation · Medications
can play a vital role |
Another set of
comparisons of recovery-oriented
and non-recovery-oriented service cultures comes from
|
Non-Recovery Culture |
Recovery Culture |
|
Low
expectations |
Hopeful
with high expectations |
|
Stability
and maintenance are the goals |
Recovery,
a full life, is the goal |
|
No
clearly defined exit from services |
Clear,
attainable exits. Graduates
return and share, become workers |
|
Compliance
is valued |
Self-determination,
critical thinking, and independence/ interdependence are valued |
|
People
are protected from “trial and error” learning |
People
take risks and have the “right to fail |
|
One-size
fits most treatment approach |
Wide
range of programs and non-program options |
|
Consumers
live, work, and socialize in treatment settings |
Emphasis
on opportunities for community linkages and building a life outside
mental health treatment |
|
Emphasis
is on illness, pathology. Medication is the primary too |
Emphasis
is on the whole person. Medication is one of several important tools |
|
Once a
consumer, always a consumer |
Today
a consumer, tomorrow a colleague |
Finally, Ridgway offers a comparison of the pre-recovery mental health system and a recovery enhancing mental health system.[37]
|
Pre-Recovery Mental
Health System |
Recovery Enhancing
System |
|
Message is:
“you’ll never recover” –
illness is a life long condition |
Message is:
“recovery is likely” you can and will attain both
symptom relief and social recovery |
|
Minimal attention to
basic needs |
Attention to basic
needs, including housing, human and civil rights, income, healthcare,
transportation |
|
Focus is on person
as patient, client, service recipient |
Focus is on success
in social roles: parent, worker, tenant.
Activities to reclaim and support a variety of
social roles are emphasized |
|
Treatment plan and
goals are primarily set by staff with minimal input by consumer. Plans often generic and
focus on illness/medical necessity of treatment |
Personalized recovery
plan is mandated based on person’s individual goals and
dreams. Plan is
broad and ranging across many domains.
Often includes services and resources that are not
directly affiliated or controlled by mental health service system |
|
People lack access
to the most effective or research validated services |
There is ready access
to research validated practices and on-going innovation and research on
promising approaches |
|
Peer support is
discouraged, lacking, or under funded |
Peer support is
actively encouraged, readily available, adequately funded and supported. |
|
Coercion and
involuntary treatment are common.
Staff act “in locus parentae”,
over use of guardianships, rep payee and conservatorships |
Coercion and
involuntary treatment are avoided.
People are treated as adults. Temporary substitute
decision makers used only when necessary.
Advanced directives and other means are used to
ensure people have say even in crisis |
|
Crisis services
emphasize coercion and involuntary treatment, often use seclusion and
restraint which can be (re)traumatizing |
Crisis alternatives
such as warm lines and respite are available.
Staff has been trained to avoid seclusion and
restraint and is skilled in alternative approaches |
|
Funds are lacking
for services and supports not directly related to illness |
Rehabilitation
oriented options are funded, flexible funds and vouchers are available,
programs are response to consumer stated needs |
|
Services often like
“adult babysitting” with focus on care taking, and
even child-like activities |
Active treatment and
rehabilitation are tailored to individual.
Activities are age appropriate |
|
Mental health
workers lack knowledge and skills to support recovery |
Mental health
professionals and all staff are trained in rehabilitation and recovery |
|
People held in jails
without treatment |
Jail diversion,
mental health courts, and jail based services available |
|
People with
drug/alcohol problems are served by two systems that are often in
conflict |
Integrated
co-occurring disorder services are readily available |
|
Families are left
out; they are not educated about recovery.
Little or no family support or education |
Families are educated
about recovery as well as about mental illness.
Family support and conflict mediation are readily
available |
|
Consumers have
little/no voice in system. Tokenism
and exploitation. Little
support for consumer input |
Consumer voice on
planning councils, consumer affairs officers, systems and program level
advocacy, leadership development |
|
System promoted
dependence or unnatural independent. Little or no attention to social
support or life after services |
System focus on
interdependence, mutual support. Attention to social network
development, social integration |

Indicators of a Recovery-Oriented Service System
You can do it.
We can help[38]
We have taken the people out of institutions, but we have not taken institutional thinking out of people.[39]
For behavioral healthcare organizations, a recovery focus means genuine reflection about policies and practices that either enhance or detract from the individual process of recovery. It is not a new service to tack on to an existing program array… At its core recovery is about doing differently that what we must do every day.[40]
˜™
Recovery is both misunderstood and feared at many levels. Sometimes recovery is viewed as an “add-on” service and we find “recovery teams” or programs with new names appended to them. However, at its core, recovery is not a new service tacked on to the array of more traditional mental healthcare programs. Models may come and go, but people recover. Recovery is about fundamentally doing differently those things that we do every day. Deegan contends that the focus on models is one of the largest obstacles to implementing recovery-based care, stating that “the workforce is trained to offer services according to models – and being accountable to agencies which are also organized around such models – instead of service workers being accountable and paid by the person with the psychiatric disability”.[41]
The recovery-orientation of a service system is determined by the degree that it exemplifies a set of tangible as well as non-tangible indicators; that their policies, practices, funding, training, evaluation, services, and values are all oriented toward helping individuals with their personal process of recovery. An orientation toward recovery is not a “model” in the traditional sense of the word in mental health and substance abuse services. Many models of service can help facilitate and support the process of personal recovery. It is not necessarily the model of service used, but how these services are implemented and the degree of accountability to the individuals served that distinguish recovery-oriented services from those that are not. For example, some inpatient settings are very committed and oriented toward recovery while some rehabilitation and peer-support services are oriented more toward care-taking, compliance, and acceptance of imposed limitations.
Often the challenge in
recovery-oriented
practices is not WHAT is being done, but HOW it is being done. Working from a
recovery-orientation does not
mean an “add-on” service or team, but a sincere
willingness to look at the
basic tasks and activities of mental health service provision and do
things
differently. Recovery-oriented services continue to provide basic
assessment,
service planning, rehabilitation/treatment/support to individuals with
a wide
range of needs and fluctuating willingness to make change. They grapple with
compulsory treatment and
risk/safety concerns, conflicting perspectives or opinions about
“best
interest” or “most facilitative”
practices, and so forth.
Being recovery-oriented means that a service or system makes a strong and honest commitment to a set of principles and beliefs about the ability of each person with mental health and addictions problems to grow, change, and have a life that is personally rich and fulfilling, with or without the presence of symptoms of a disorder. When services and systems make a commitment to putting these values into action, it becomes evident that many existing polices and practices are not congruent with these beliefs. The work of recovery-oriented service systems is to continually evaluate their attitudes, policies, and practices for this dissonance and to actively work to align their day-to-day activities with recovery values and principles.
A considerable body of material has emerged during the past few years offering various markers of recovery oriented service systems and tools for measuring these basic benchmarks. There is a striking consistency among the various initiatives regarding the primary domains or areas that characterize a recovery-oriented service. These basic domains are as follows.
· Validated
Personhood
· Person
Centered Decision-Making & Choice
· Connection
-- Community Integration, Social
Relationships
· Basic
Life Resources
· Self-Care,
Wellness, & Finding Meaning
· Rights
& Informed Consent
· Peer
Support/Self-Help
· Participation,
Voice, Governance & Advocacy
· Treatment
Services
· Worker
Availability, Attitude and Competency
· Addressing
Coercive Practices
· Outcome
Evaluation & Accountability
Within each of these broad domains are specific indicators that should be common practices in recovery-oriented systems. There are many ways each indicator can be demonstrated by individuals, by programs/services, and by the mental health authorities. The more indicators present and the more ways those indicators are manifest within a system, the more that service or system can be described as recovery-oriented.
However, these domains and indicators only tell part of the story. Often it is not just WHAT is being done, but also HOW it is being done that makes the difference. For example, many agencies can appoint consumers or family members to policy groups or bodies, but the experience of many of these individuals is tokenism, marginalization, feeling placated and not valued as participants. Some agencies are now requiring that all consumers complete – for the file – a Wellness Recovery Action Plan (WRAP). This potentially rich and rewarding process becomes reduced to another piece of mandated and meaningless paperwork, but the organization can report that most of the people it serves have WRAPs.
While measuring specific
benchmarks can be useful,
it only captures a part of the story. Often it is the intangibles that
make the
difference between systems or services that are truly focused around
helping
individuals with their personal recovery and those that are going
through the
motions. The recognition, development and measurement of these
intangibles are
where
Indicators of Recovery Oriented Systems
The following tables provide a basic set of indicators of these domains. They are the heart of A Call for Change and serve as critical reference points for services, agencies and county mental health programs looking for specific strategies for transforming to more recovery-oriented services.
The information presented has been derived from the considerable amount of work done by Pennsylvanians in focus groups, meetings, and formal work groups to identify the indicators of recovery-oriented services, as well as current literature, the experience and planning activities of several states, various evaluation instruments designed to assess the recovery focus of a service or system, personal recovery or outcome assessments, and from the experience of individuals and their families.[42] They include things identified by consumers as needed in mental healthcare services and systems to promote and support recovery by policy-makers and consensus-bodies, researchers, as well as by those services and systems that are making efforts to become more recovery-oriented.
The tables offer some ways each indicator may be demonstrated from an individual perspective, by a service or program, and by a county, regional or state mental health authority. As presented here, the tables are incomplete – leaving room for more ideas, inspiration, and input. The tables are offered as a starting point for discussion, creative thinking, and prioritization for future strategic planning.
It should be noted that these tables do not identify the specific mechanisms and other considerations that may be pre-requisite to operationalizing these indicators in a complex service system. These prerequisites may include funding, licensure/regulation/certification, union negotiation, personnel training and supervision, interagency coordination, and so forth. These issues will need to be addressed in time through strategic planning for specific transformation initiatives.
While these activities may help stimulate, support, and facilitate the process of personal recovery among individuals served by the mental healthcare system, the bottom line is accountability to the persons served and their attainment of personal outcomes. Successful recovery-oriented systems will be able to consistently show evidence that people served are achieving personal outcomes that are meaningful to them. Unless services and the system can demonstrate that personal recovery outcomes are being attained, it is not a successful system, regardless of how many of the following factors or activities it has put into place.
RECOVERY DOMAIN 1:
Validated Personhood
|
|||
|
Elements
of a recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
Indicator/Outcome |
By
Program/Services |
County,
Regional, or Statewide |
|
Demonstration
of hope & positive expectations |
·Staff
expects that I can and will function well. ·Staff
believes that I can grow, change, and recover. ·Workers
help me feel positive about myself. ·I feel
confident about myself and my abilities. ·People
appreciate what I do. ·I do
things that make me feel good about myself. |
·Consistent
use of person-first language in all written and verbal communication. ·Demonstrate
efforts to identify and eliminate stigma within the service system
itself. |
·Evidence
of these values and indicators in each County Annual Plan. |
|
Evidence
that consumers, workers, administrators understand recovery |
·I am
treated as a whole person, not as a psychiatric patient or label. ·Staff
encourages me to take responsibility for how I live. ·I can
attend staff trainings about topics that interest me. ·I am
asked to “tell my story” and to help others learn
about recovery. |
·Evidence
of explicit recovery language in mission, vision, and guiding
principles documents. ·Evidence
of visible and immediate availability of information about recovery and
recovery services/ options. ·Evidence
of regular and ongoing recovery-education for consumers and family
members. ·Evidence
that 100% of workers have participated in orientation training about
recovery. ·Evidence
of policies and enforcement of policies requiring person-first,
respectful language in all written and verbal communication. ·Evidence
of encouragement and support for “co-learning”
activities where staff and consumers participate in training together. ·Evidence
that 100% of board of directors and administrators have participated in
recovery education. |
·Evidence
of explicit recovery language in mission, vision, and guiding
principles documents. ·Recovery
oriented outcomes and procedures evident in all contracts, training,
and policies. ·Institute
recovery training for administrators and staff. ·Require
agencies/contractors to demonstrate recovery orientation, and outcomes
are requisite for all contracts and grants. ·Provide
opportunities for “recovery dialogues” between
various stakeholder groups, including psychiatrists and consumers to
move toward shared understanding. ·Evidence
that 100% of staff in policy and administrative organizations have
participated in recovery training. |
|
Respect
for diverse cultural backgrounds, ethnicity, sexual orientation, etc. |
·I feel
my culture and lifestyle are understood and respected. ·I have
access to translators if needed. ·I feel
I can tell people about my heritage and healing traditions. |
·Evidence
of information available in a range of locally relevant languages. ·Demonstration
of adaptation of services and treatment approaches to respect or
support cultural differences. ·Demographics
of provider staff reflect race/ethnicity demographics of consumers
served. |
|
|
RECOVERY
DOMAIN 2: Person
Centered Decision-Making & Choice |
|||
|
Elements
of a recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
Indicator/Outcome |
By
Program/Services |
By
County, Regional, or Statewide |
|
Person-centered
/ person-authored service planning |
·Staff
sees me as an equal partner in my treatment program. ·My
treatment goals are stated in my own words. ·Staff
respects me as a whole person. ·I chose
my services. ·Staff
understands my experience as a person with mental health problems. ·Staff
listens carefully to what I have to say. ·Staff
treats me with respect regarding my cultural background, (race,
ethnicity, language, etc.) ·I make
decisions about things that are important to me. ·I, not
workers, decide what should be in my treatment plan. ·I feel
comfortable talking with workers about my problems, treatment, personal
needs and hopes. |
·Inclusion
of persons own language re goals, objectives, etc. Service plan clearly
reflects individual’s preferences, goals, lifestyle, and
interests. · ·ALL
consumers have an in-pocket copy of their personal plan. ·Individuals
can easily state why they receive services, what their
service/treatment goals are, and how services help them achieve those
goals. ·Inclusion
of consumer selected others in planning process. ·Ongoing
discussions regarding progress and changes needed. ·Evidence
that consumers can change their plans upon request. ·Persons
have regular access to their personal records and charts upon request
for both review and input. ·Demonstration
of creative approaches to meet individualized needs. |
·Mandates
all contractors and local systems to demonstrate evidence of
person-centered planning. ·Address
existing policies and standards to identify and remove barriers to
person centered planning. |
|
Service
planning is built around building,
enhancing, and sustaining strengths |
·My
service plan helps me build on my strengths and assets. ·My
provider asked who in my life is supportive of me. · I get
help to prepare for and pursue employment that is acceptable and
rewarding to me. |
·A
recovery oriented service plan is negotiated and developed with each
person served. ·The
provider uses a strength based assessment. · Qualified
individuals are employed. |
· Qualified
individuals are employed. |
RECOVERY DOMAIN 3: Connection -- Community Integration, Social Relationships |
|||
|
Elements
of a
recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
Indicator/Outcome |
By
Program/Services |
By
County, Regional, or Statewide |
|
Focus
on community connections |
·I have
friends I like to do things with. ·I have
people I can count on when things are difficult. ·I am
free to associate with people of my choice. ·I
receive support to parent my children. ·There
is at least one person who believes in me. ·I have
support to develop friendships outside the mental health system. ·There
are people who rely on me for important things. ·I have
support for challenging negative stereotypes, stigma, and
discrimination. ·I feel
comfortable interacting with businesses and organizations in my
community. |
·Evidence
that workers help individuals develop positive personal relationships. ·Evidence
in service plans that workers encourage and help individuals to access
services and resources outside the mental health system. ·Evidence
that workers attend to consumers roles as regular people (e.g. parents,
workers, tenants, students), not just as patients. · Signature
pages in service plans often reflect participation of persons across
programs, agencies, and families/friends. |
·Develop
public education campaigns to increase awareness and reduce stigma
about mental health problems. ·Develop
mechanisms to coordinate service systems at regional and state levels,
e.g. mental health/vocational rehabilitation, public welfare services,
adult basic education, faith-based service initiatives, and so forth. ·Public
relations activities actively promote and help others understand
recovery. ·Consumer
success is highlighted in public education and relations campaigns. · Consumers
are involved in all public education and relations campaigns. |
|
Family
Support |
·My
family gets the education or supports they need to be helpful to me. |
·Evidence
of good working relationships with family support groups. ·Evidence
that consumers are encouraged and supported to involve family members
and significant others in treatment decisions. ·Evidence
that consumers are encouraged and supported to develop constructive
relationships with family members and significant others. · Families
train providers about their experiences and needs. |
|
|
Addresses
issues relating to stigma and discrimination both in the community and
within behavioral healthcare services |
· Workers
really believe in me and in my future. · I
believe my provider helps educate the community about mental illnesses. |
· Evidence
of staff awareness and training programs that challenge common
stereotypes and assumptions about mental illness. |
· Evidence
of staff awareness and training programs that challenge common
stereotypes and assumptions about mental illness. |
RECOVERY DOMAIN 4: Basic Life Resources |
|||
|
Elements
of a recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
Indicator/Outcome |
By
Program/Services |
By
County, Regional, or Statewide |
|
Attention
to basic material needs |
· I have
transportation to get where I need to go. · I have
enough income to live on. · I
believe my basic needs are met.. |
· Evidence
that agencies assist individuals with basic material needs such as
transportation and income. |
· Individuals
are paid for work by the county, region or state. |
|
Strong
focus on Work/Employment/Education and Meaningful activity |
· I
choose where I work or learn. · I have
a job or work that I like doing (paid, volunteer, part-time, full-time). · I have
things to do that are interesting and meaningful to me. · I have
interesting options to choose from for where I work or learn. · I have
a chance to advance my education if I want to. · There
are things I want to do or achieve in my life that have nothing to do
with mental health treatment. · My
provider believes that I can work and supports me in my efforts to
obtain employment. |
· Attention
to and evidence of wide range of work and education options. · Use of
interest inventories and other career selection tools, in addition to
skill assessments. · Opportunities
to “job sample.” |
· Ensure
funding for employment training and job-site support,
stipends/scholarships for educational development, etc. |
|
Securing
safe, decent, affordable home/housing |
· I
choose where and with whom I live. · I have
housing I can afford. · I feel
safe where I live. · I feel
comfortable and at home where I live. |
· Active
and ongoing assistance to help individuals find and keep community
housing of choice. · The
County has a housing development plan. |
· Complaints
about living facilities are addressed by advocates or ombudsman. |
|
Ensuring
good physical healthcare |
· Staff
talks to me about my physical health. · I have
access to medical benefits that meet my needs. · I have
access to health services I need. · I have
information about health issues that relate to me. · I have
the best possible health. |
· Availability
of regular and low/no cost physical health screenings and wellness
services. · Evidence
that workers help individuals get healthcare benefits that meet their
needs. · Evidence
workers are knowledgeable about psychiatric manifestations of physical
illness. · Evidence
that workers “rule out” physical illness before
assuming psychiatric etiology for problems. · Healthcare
history is collected as part of basic assessment. · Attention
to healthcare issues integrated into discussion about psychiatric
services/treatment. · Evidence
of worker knowledge about physiological side effects and risky
interactions of common medications. · Skilled
nursing staff available easily for consultation to both workers and
consumers about consumer health care issues. |
· Nurses
are employed to assist with health issues. |
RECOVERY DOMAIN 5: Self-Care, Wellness, & Meaning |
|||
|
Elements
of a
recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
Indicator/Outcome |
By
Program/Services |
By
County, Regional, or Statewide |
|
Focus
on wellness/self-management |
· Staff
supports my self-care and wellness. · Staff
helps me to build on my strengths. · Staff
helps me explore resources for spiritual growth, if I want such help. · Services
have helped me to be more independent and to take care of my needs. · I am
comfortable asking for help when I need it. · I have
found ways to effectively manage symptoms (of mental illness, substance
abuse, trauma) and problems in my life. |
· Evidence
of mechanisms, training, and support for consumers to develop personal
Wellness Recovery Action Plans (WRAP). · Evidence
of support for and willingness to help individuals explore holistic or
alternative approaches to self-care. · Evidence
of regular curriculum and resources for wellness education. · Evidence
that workers model good wellness attitudes and activities. · Demonstration
of willingness to help individuals find ways and resources for
spiritual growth. |
|
|
Proactive
crisis planning, effective response and hospital alternatives |
· I have
a say in what happens to me when I am in a crisis. · I have
assistance in creating a plan for how I want to be treated in the event
of a crisis, such as an advance directive. · I have
a personal plan to help me and my supporters get through a crisis. · I have
found ways to manage with symptoms and difficult situations that work
effectively for me. |
· Encouragement,
education, and support for consumer use of psychiatric advance
directives. · Availability
of respite or other crisis prevention services. · Established
mechanism for helping consumers be aware, understand, and complete
personal psychiatric advance directives. |
· Evidence
of leadership in promoting and supporting advance directives. · Identification
and minimization of policies or practices that may interfere with
implementation of advance directives when needed. · Evidence
of providers working together to assure easy maneuverability among
programs. · Individuals
have choice in where to receive crisis services independent of county
of residence. |
|
Attention
to spirituality & finding meaning |
· I have
support and encouragement to explore and express my spirituality, if it
is important to me. · I have
support and encouragement to use my spirituality as a path to wellness. |
· Evidence
of training and supervision for staff around spirituality in mental
health treatment and support. |
|
RECOVERY DOMAIN 6: Rights & Informed Consent |
|||
|
Elements
of a recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
Indicator/Outcome |
By
Program/Services |
By
County, Regional, or Statewide |
|
Emphasis
on rights and informed consent |
· Staff
gives me complete information in words I understand before I consent to
treatment or medication. · My
right to refuse treatment is respected. · I know
my rights and what to do if they are abused. · Staff
respects my wishes about who is and who is not given information about
my treatment.. · I
receive information about my rights as a client, as a citizen, and as a
human being in words I understand. · Staff
“goes to bat” for me to help me protect and uphold
my rights. |
· Provide
information about individual rights. · Evidence
of actively upholding, protecting, and advocating for individual
rights.. · Evidence
that ensuring fully informed consent is day-to-day practice in all
aspects of care, treatment, planning, and personal decision-making. · Promotion
and support for voter registration, voting, and other civic activities. |
· Demonstrate
development and implementation of an informed consent policy applicable
to all services and programs. · Establish
and ensure widespread understanding of consumer rights and
responsibilities by developing a state-wide consumer bill of rights. |
RECOVERY DOMAIN 7: Peer Support & Self-Help |
|||
|
Elements
of a recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
Indicator/Outcome |
By
Program/Services |
By
County, Regional, or Statewide |
|
Availability
and support for self-help, peer support, consumer-operated services |
· I have
access to other consumers who act as role models. · There
is a consumer advocate to turn to when I need one. · I am
encouraged to use consumer-run programs. |
· At
least 1% of total mental health budget set aside for development and
operation of peer services. · Training
and education programs available to educate and prepare consumers for
employment in human service arena. · At
least one independent (501-c-3) consumer operated service in each
locality. · Evidence
that workers are knowledgeable about peer support, self help, and
consumer operated services available locally. · Evidence
that workers support and promote consumer participation in these
services. · Evidence
of collaborative agreements and positive working relationships between
consumer operated and traditional services. |
· There
is at least one free standing peer/consumer operated service in each
service area. · At
least 1% of the total mental health budget is allocated for the
development, operation, support, and evaluation of peer services. |
|
Employment
of consumers as workers in traditional and non-traditional service
& administrative/ policy
organizations |
· I
personally know consumers who are working as paid staff in the mental
health services. |
· Evidence
of workers at all levels of traditional and non-traditional
organizations who are consumers – and
“out” as personal experiences with mental illness. · Career
paths open to individuals within traditional organizations. · Mechanisms
for dialogue regarding challenges presented by and faced by consumer
workers. · Attention
to agency ethics policies and practices in light of impact of consumer
workers. · Evidence
of affirmative action program within organizations. · At
least 5% of all staff in mental health agency
are individuals who receive or received services. |
· Evidence
of affirmative action program for hiring C/S/X into regular positions. · Evidence
of advocacy for or use of Medicaid as source of funding for peer
delivered services. |
RECOVERY DOMAIN 8: Participation, Voice, Governance & Advocacy |
|||
|
Elements
of a recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
Indicator/Outcome |
By
Program/Services |
By
County, Regional, or Statewide |
|
Active
involvement of consumers and family members in advocacy, leadership,
with representative voice in governance |
· I have
a say in how my agency operates. · I
sometimes get active in causes that are important to mental health
consumers. · If I
am not happy with services or conditions, I know what to do to file a
grievance or get changes made. |
· Evidence
of consumers as voting members of governance boards, advisory
committees, and formal planning groups. · Accommodation
mechanisms in place to assist/support consumer involvement in boards,
committees and other advisory and governance bodies. · Regular
use of various input mechanisms for ideas, feedback, and complaints
(e.g. surveys, focus groups, etc.) · Consumers/family
members report feeling heard and respected as part of these groups and
processes. · Evidence
that consumer input is valued and used in decision-making and planning. · Leadership/advocacy
training programs and mentorship available. |
· Evidence
of consumers as voting members of boards, advisory committees, and
formal planning groups. · Development
of an “expert pool” of trained/experience
consumers/families who can provide leadership/advocacy education and
mentorship. · Evidence
of efforts to recruit, invite, train, accommodate and support consumers
and families in leadership, governance, advisory roles. · Evidence
of consumer involvement in provider contract development and review. · Evidence
of an “Office of Consumer Affairs”, or its
equivalent, at high levels in state, regional, and local
administrations. |
RECOVERY DOMAIN 9: Treatment Services |
|||
|
Elements
of a recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
Indicator/Outcome |
By
Program/Services |
By
County, Regional, or Statewide |
|
Access
to appropriate and effective pharmacology |
· The
doctor worked with me to get me on medications that were most helpful
to me. · I get
information about medications and side effects in words I understand. |
|
|
|
Access
to range of effective treatment approaches |
· I have
good service options to choose from. · Services
are helpful to me. · Services
help me develop the skills I need. · Staff
has up- to- date knowledge about effective treatment approaches. · I have
information and guidance I want about services and supports both inside
and outside the mental health agency. · I can
get services when I need them. · I can
see a therapist when I need to. · I have
enough time to talk with my psychiatrist. |
|
|
|
Availability
and integration of trauma specific treatment and support |
· I can
get specialized services for past or present trauma or abuse if I need
or want them. · I feel
safe from violence, trauma, abuse, and neglect. |
· Evidence
of work to identify and eliminate practices that may be
re-traumatizing. · Consumer
operated self-help groups for individuals dealing specifically with
mental illness and trauma related issues. · Employment
of staff trained in providing trauma-informed treatment. |
· Inclusion
of trauma support services in all contracts. · Evidence
of work to reform insurance and Medicaid policies that do not include
trauma treatment or support. · Development
and promulgation of training and technical assistance to promote trauma
informed services at local/regional levels. · Establishment
of Trauma Advisory Committees to better identify needs. · Evidence
of efforts to improve detection and prevention of abuse in
institutional settings |
|
Integrated
substance abuse services and treatment |
· I can
get combined treatment for mental health and substance abuse issues. · I can
chose from a range of services that may help me manage substance use
issues. |
|
· Evidence
of training for county staff about regulations and competencies for
co-occurring mental illness and substance abuse disorders. |
|
Access
to jail diversion and jail-based services |
· I have
access to jail diversion services if I need them. |
· Evidence
of coordination and collaboration with law enforcement services. · Evidence
that jail diversion services are available in the community for persons
with mental health problems. · Evidence
that mental health services are available and delivered in jail
settings. |
· Evidence
of inclusion of law enforcement and judicial personnel in county
recovery efforts. |
RECOVERY DOMAIN 10: Worker Availability, Attitude and Competency |
|||
|
Elements
of a recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
Indicator/Outcome |
By
Program/Services |
By
County, Regional, or Statewide |
|
Ongoing
attention to building worker positive
characteristics and competency in recovery practices |
· Workers
have up-to-date knowledge about the most effective treatments for me. · I feel
respected and understood by mental health workers. |
· Evidence
of establishment of recovery-oriented competencies. · Evidence
of recovery- oriented training included in all aspects of orientation,
in-service and professional development activities. · Evidence
of organizational support for workers to develop and use
recovery-oriented approaches. · Evidence
of ongoing training and supervision activities that help deepen worker
understanding of recovery practices. · Evidence
of ongoing training in up-to-date promising and evidence-based
practices. · Supervision
practices help workers develop and implement recovery-oriented
approaches for each person served. |
· Evidence
of efforts to influence university curricula for all human service and
medical fields to include recovery information as part of basic
training. · Establishment
of core competency standards regarding knowledge of recovery principles
and practices. · Include
recovery competencies in credentialing and certification processes. · Requirement
that recovery-oriented training is part of every application for
continuing education for renewal of state licensure. |
RECOVERY DOMAIN 11: Addressing Coercive Practices |
|||
|
Elements
of a recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
indicator/Outcome |
By
Program/Services |
By
County, Regional, or Statewide |
|
Minimized
use of coercive
approaches (seclusion/ restraint, involuntary treatment, guardianships,
payeeships, threats, etc) |
· Staff
helps me to stay out of psychiatric hospitals and avoid involuntary
treatment.. · Medication
and treatment is not forced on me. · Staff
does not use pressure, threats or force in my treatment.. · If I
have a payee or community commitment order, I know why and know exactly
what I have to do to be released from these stipulations. · I
chose how to manage my personal finances. · I am
free from coerced treatment. |
· Data
collected and tracked regarding use of coercive approaches, with
feedback to individual services. · Training
for staff on alternatives to coercion. · Time
limited: evidence that individuals are “graduating”
from involuntary care, guardianships, payeeships. · Individuals
on involuntary treatment, guardianships, and payeeships know the
reasons why these mechanisms are in place and what they need to do to
get out from under them. · Demonstration
that agencies respect and attend to the dignity and rights of
individuals subjected to involuntary or coercive practices. · Evidence
that every person under a coercive mechanism (payee, conditional
release, outpatient commitment) has a written plan of achieving
self-management in this area of his/her life. · Evidence
that alternatives to involuntary treatments or coercive approaches are
identified, promoted, used in services. · All
data is reviewed regularly by the Board of Directors. |
· Evidence
of mechanism to track data about incidence and prevalence of use of
wide range coercive practices within system. · Transparency
in data about number of clients receiving voluntary and involuntary
inpatient hospitalization in public and private hospitals; involuntary
outpatient commitments, etc. · Transparency
in data about use of seclusion, restraint, restrictive holds in all
settings. · Evidence
of feedback loop to agencies, services, hospitals regarding coercive
practices data. · Evidence
that alternatives to involuntary treatments or coercive approaches are
identified, promoted, used in services. · All
data is reviewed regularly by administration, advisory committees, and
other key stakeholders. |
|
Managing
risk & supporting safety for workers, consumers and family
members |
· I know
what to do if I feel unsafe where I live, work, socialize, or travel. · I am
aware of people, places, times, and things that cause me difficulty
– my “triggers”. · I am
aware of ways to handle my “triggers” that work for
me. |
· Workers
knowledgeable about assessing risk factors and probability. · Evidence
of individualized approaches to managing and minimizing risk. · Availability
of training and support for consumers about personal safety and develop
skills for identifying and managing risk presented in their living
situations/neighborhoods. · Ensure
that workers have access to regular information and training about
personal safety and risk management for office and community settings. |
· Evidence
that crisis response services are available and staffed with
individuals trained and competent in mental health and substance abuse
crisis intervention. · Evidence
of service protocols that promote mental health crisis response prior
to police intervention in most mental health crisis situations. |
RECOVERY DOMAIN 12: Outcome Evaluation & Accountability |
|||
|
Elements
of a recovery-oriented system |
Ways
this indicator can be demonstrated |
||
|
Indicator |
Individual
Indicator/Outcome |
By
Program/Services |
By
County, Regional, or Statewide |
|
Orientation
toward continual learning and improvement through regular outcome
evaluation with data used to guide positive change |
· I
achieve personal outcomes that are meaningful to me. · Workers
help me recognize when I am making progress. |
· Personal
outcomes identified and measured as evidence of progress and quality
services. · Systemic
outcomes evaluated regularly. · Evidence
that consumers are involved in the identification of outcomes and in
the process of evaluation of services. · An
attitude of “catch ‘em doing it right” is
evidenced by workers who recognize progress and do not always focus on
problems and crises. · Evidence
that consumers receive regular positive feedback on progress. · All
outcome data is reviewed regularly by the board of directors. |
· Develop
or adopt standardized recovery-focused outcome measures to be used as
part of regular quality assurance activities.
Included in this are both personal consumer outcomes
as well as service or system outcomes. · Full
transparency in data collection and reporting. · Evidence
that findings from outcome assessments and evaluations are used to
improve services and programs. · |